Stockman Wealth Management Chief Compliance Officer

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Officer Full-Time 1.2 SENIOR LEADER Bozeman - Oak Bozeman, MT, US

Position

General Responsibilities:

Incumbent is responsible for administering and monitoring the firm's compliance program as an SEC Registered Investment Adviser requirement. Must foster a highly ethical culture of compliance with "client first" approach. Will represent Stockman Wealth Management in community activities as agreed and approved by Manager.

Minimum Qualifications:

• Strong commitment to providing exceptional customer service.
• Minimum of five years previous Registered Investment Adviser (RIA) Compliance experience.
• Working knowledge of Word, Excel, Access or related software.
• Demonstrated ability to provide information in concise verbal and written formats is essential for job success.
• Experience in retirement planning (403(b), 401(k), Pension Plans) is advantageous.

Specific Skills Requirements:

• Action Orientation – taking initiative to achieve desired results rather than passively waiting for direction.
• Applied Learning Ability – understanding new information and complex ideas quickly and without confusion.
• Strong Communication Skills (written and verbal) – ability to disseminate complex information in an easily-understandable format to an audience of varied knowledge level.
• Creative Problem‑Solving Ability – looking for solutions to achieve desired results.
• Strong Interpersonal Skills – with ability to interact effectively with all levels of management.
• Professionalism – maintaining a professional attitude, image, and work ethic.

NOTE:

Travel is possible with this position and could include overnight stays.

Dimension of Job
:

This position requires a thorough knowledge of investment activities and policies.

For full description, which includes physical mental demands please see attachment.