Financial and Regulatory Director

Job Responsibilities

• Manage a team providing accounting, administration, and investor servicing to investment companies and advisers
• Serve as a trusted advisor to clients by assessing changing business strategies and providing expertise, tools, and information
• Review accounting and financial statement information for audit and tax reviews
• Review documentation and set up accounting principles for unusual investment types
• Process complex expense and incentive fee calculations and reconciliations
• Meet with prospective clients and identify potential service requirements
• Provide feedback into the proposal process

• Bachelor's degree in accounting, finance, or related field, or equivalent experience
• 10 or more years of experience in the alternative investments industry
• Two or more years of supervisory/managerial experience
• Working knowledge of Microsoft Office products
• Basic knowledge of Advent applications preferred
• General knowledge and understanding of portfolio accounting and the investment management industry
• Excellent verbal and written communication skills
• Proven team-oriented, leadership, and organizational skills
• CPA or CFA certification preferred
• Ability to comply with U.S. Bank policies and procedures, including the Code of Ethics and Business Conduct and related workplace conduct and safety policies
• Must comply with applicable employment eligibility and background-check requirements

Demonstrates expertise in accounting and financial management within the alternative investments industry, with strong leadership and organizational skills to manage teams effectively. Proficient in portfolio accounting and compliance with U.S. Bank policies and procedures.

• Accounting Management
• Alternative Investments Industry Experience
• Supervisory Experience
• Portfolio Accounting Knowledge
• CPA or CFA Certification

• Accounting Principles
• Financial Statement Review
• Expense Calculations
• Incentive Fee Reconciliation
• Audit and Tax Review

• Verbal Communication
• Written Communication
• Team Leadership
• Organizational Skills

• CPA
• CFA

• Investor Servicing
• Investment Management
• Business Strategy Assessment
• Proposal Process

• Microsoft Office
• Advent Applications