Compliance Manager at IGM Financial

Elevate your career as a Compliance Manager at IGM Financial, a leading wealth management firm across Canada. This hybrid position focuses on regulatory supervision and compliance oversight for investment activities.

The Compliance Department at IGM Financial is seeking a skilled Manager to ensure adherence to regulatory standards. You will conduct Tier 1 supervision, support compliance queries, and manage training programs for registrants. With an emphasis on continuous improvement and regulatory excellence, you will impact the operational integrity of IG Wealth Management and Mackenzie Investments.

Key Responsibilities:

• Conduct daily and monthly trading supervision activities

• Support compliance issue resolution for registrants

• Manage regulatory obligations including training and supervision

• Identify and implement necessary compliance training programs

• Participate in compliance reviews and regulator audits

Requirements:

• 7+ years' experience in compliance

• Post-secondary degree or diploma in business discipline

• Registered supervisor qualification with CIRO required

• Bilingual proficiency in English and French preferred

• Strong analytical, communication, and organizational skills

Embrace this opportunity to lead compliance efforts and ensure regulatory alignment at IGM Financial.
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