Senior Equities Compliance Lead

SIG Susquehanna is seeking a Senior Compliance Officer in Pennsylvania. This role involves providing regulatory guidance to the firm's equities trading and sales teams. Candidates must have 5–10+ years of compliance experience within equities markets, a strong knowledge of equities products, and the ability to communicate effectively across teams. The position emphasizes collaboration with stakeholders and ensures compliance with relevant regulations.

Competitive qualifications include relevant licenses and excellent judgment.
This posting is for the Senior Equities Compliance Lead role at SIG Susquehanna, based in PA, United States. Consider building your career as a Senior Equities Compliance Lead at SIG Susquehanna. The Senior Equities Compliance Lead position in the Management & Operations field is open for applications. We have an opening for a Senior Equities Compliance Lead in PA, United States within Management & Operations.