RCA GRC Transformation​/Work Coordinator

• Partners with their leader, peers, assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to drive governance, risk assessment transformation, and work coordination across the team
• Daily routines will likely include implementing, maintaining, and coordinating an effective risk assessment framework
• Risk Control Self-Assessment (RCSA) framework is inclusive of scoping and managing Risk Assessment Units, identify and assessing risk (operational, compliance and financial crimes), and dynamic assessment of control environment effectiveness in mitigating the risk
• Coordinate operational team process routines, including workflow scheduling, routine reporting, monitoring, and escalation
• Conduct ongoing maintenance of the RAU structure, dynamic updates to the RCSA data, conduct annual workshops, respond to credible challenges, and confirm all ratings prior to formal reporting and publication
• Author department procedures, training, and/or guidance materials
• Participates in projects and/or activities that drive compliance with applicable federal, state, and local laws and regulations
• Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors
• Identifies, responds and/or escalates risks as appropriate
• Serves as a functional liaison between the broader team, (on-shore and off-shore), leadership and the Lines of Defense

• Bachelor's degree, or equivalent work experience
• Typically more than six years of applicable experience
• Thorough knowledge of Risk/Compliance/Audit competencies
• Strong workflow coordinator, process facilitation, and analytical skills
• Prior GRC Transformation experience
• Effective procedure, training, and guidance documentation
• Effective presentation, interpersonal, written, and verbal communication skills
• Effective relationship building and negotiation skills
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, eGRC systems (e.g. Service Now, Archer, etc.) databases, and presentations
• Knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
• Knowledge of the business line’s operations, products/services, systems, and associated risks/controls
• Applicable professional certifications

Demonstrates expertise in Risk Assessment Frameworks, including Risk Control Self-Assessment (RCSA), and possesses strong analytical and workflow coordination skills. Proficient in developing procedures and documentation while ensuring compliance with relevant laws and regulations.

• Risk Assessment Frameworks
• GRC Transformation Experience
• Analytical Skills
• Workflow Coordination
• Effective Communication Skills

• Risk Control Self-Assessment (RCSA)
• Risk Assessment
• Process Facilitation
• Procedure Documentation
• Compliance Knowledge

• Interpersonal Skills
• Relationship Building
• Negotiation Skills
• Presentation Skills

• Applicable Professional Certifications

• Risk Management
• Compliance
• Audit
• Financial Services
• Regulatory Trends

• Microsoft Office
• EGRC Systems
• Service Now
• Archer