Compliance Officer – Wealth Management and Trust Testing

# Compliance Officer – Wealth Management and Trust Testingvacancy target jobs

Be an Early Applicant Full TimejuniorCAPosted Today##

Role Overview vacancy target jobs is hiring a entry-level Compliance Officer – Wealth Management and Trust Testing. This is a full-time role in CA. Part of vacancy target jobs's Risk hiring, posted today. applications are still in the early window, before most candidates have applied. Full responsibilities, required qualifications, and the apply link are listed in the description below.## Salary Context Salary is not disclosed in this posting.

Market median for Junior-level Risk roles is $85k-$110k (based on 67 comparable listings). Many employers share specifics during the interview process or after an initial screen.## Resume Keywords to Include Make sure these keywords appear in your resume to improve ATS scoring

Tableau

AuditingORRisk Management Compensation Benefits Compliance Location Sign  up free to auto-tailor your resume with all these keywords and get a higher ATS score## Job description

Location:

4910 Tiedeman Road, Brooklyn Ohio About the Job As part of Key’s second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the “REA Program”) has the responsibility for evaluating Key’s ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key’s lines of business, products, and functional activities. Individuals in this role assist in the design and execution of wealth management testing and reputed company monitoring to evaluate Key’s compliance with regulatory requirements and expectations.

Individuals work both autonomously on assignments and in collaboration with other members of REA team on projects and testing. The ideal candidate has a functional knowledge of wealth management, trust/fiduciary compliance laws and regulations, risks and supporting operational processes, experience in testing/auditing, and a passion for reputed company learning and challenging the status reputed company.

Essential Job Functions Serve on reputed company of risk evaluation and assurance professionals, working to reputed company an independent second-line-of-defense approach to risk-based monitoring and evaluation by focusing on reputed company, high impact wealth management and trust-reputed company compliance and operational risks, developing assessments, and providing input over control effectiveness through formal reporting, as well as monitoring remediation activities.

Work independently and with reputed company on risk-based monitoring and evaluation activities, including risk assessment, monitoring and testing, analysis of findings, and reporting to ensure effective, sustainable risk management processes exist.

Demonstrate a working knowledge of wealth management and trust products, services, and reputed company regulations and the applicability to risk management strategies including the scoping of risk evaluations, monitoring, and design of testing plans.

Utilize data analysis tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps.reputed company document the results or conclusions for testing performed in concise management reports and reputed company heightened awareness around significant risks and proactive identification, escalation, and remediation of control weaknesses or gaps.

Review policies and procedures and associated compliance and risk programs to ensure consistency with reputed company applicable banking and securities rules, regulations, and laws.reputed company and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and internal audit.

Required Qualifications Education/Background:
Bachelor's degree,Minimum 3 years of wealth management reputed company (e.g. – trust/fiduciary, asset management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a strong focus on risks and controls.

Functional knowledge of wealth management products and…