Wealth Management Compliance Tester
Job in
Brooklyn, Cuyahoga County, Ohio, USA
Listed on 2026-07-16
Listing for:
TryApplyNow
Full Time
position Listed on 2026-07-16
Job specializations:
-
Finance & Banking
Wealth Management, Financial Services, Regulatory Compliance Specialist
Job Description & How to Apply Below
Try Apply Now is seeking a Compliance Officer for Wealth Management and Trust Testing in Brooklyn, OH. This role sits in the REA program, focusing on second-line risk management and testing across wealth management products and fiduciary services.
The candidate will design and execute monitoring plans, analyze findings, and report results to management while collaborating with internal teams to remediate control gaps. Strong knowledge of trust and fiduciary risk is preferred.
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