Assistant Director of Compliance
Listed on 2026-06-27
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Finance & Banking
Regulatory Compliance Specialist
Compliance Specialist
Assist with state, regulatory and GSE audits and examinations
Compliance reviews of marketing materials
Assist with compliance policy reviews and updates as necessary
Maintain customer complaint log and tracking until resolution
Maintain and manage vendor management system
Complete licensing tasks for company and licensed mortgage loan originators
Assists with new applications, recertification's, and various tasks involving investors, warehouse lenders, and insurance companies
Complete new hire and bi-annual exclusionary list reviews
Maintain and manage new hire and annual compliance courses for associates
Complete various quarterly reports for state regulators and warehouse lenders
Work cooperatively with other departments to advise on compliance matters
Various compliance projects as deemed necessary
Excellent oral and written communication skills
Ability to work independently and with minimal supervision
Ability to multi-task, stay organized and be detail-oriented
Strong Microsoft Word, Excel and PowerPoint skills
Strong eye for detail – commitment to excellence
Ability to work well under pressure
Positive attitude and willingness to help others
Self-motivated with a strong desire to learn
High School degree or equivalent, 4-year college degree preferred
Minimum five years of experience in mortgage lending compliance required
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