Financial Services Branch Manager
Job in
Calgary, Alberta, D3J, Canada
Listed on 2026-06-29
Listing for:
iA Financial Group (Industrial Alliance)
Full Time
position Listed on 2026-06-29
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Risk Manager/Analyst -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
In the Branch Manager position at iA, you'll showcase your leadership and compliance expertise, allowing advisors to thrive within regulatory frameworks.
Your role is essential in developing a culture of trust and innovation while managing operational risks effectively.
Key Responsibilities:
• Ensure compliance with corporate policies
• Conduct annual site audits and address deficiencies
• Review and respond to activity blotters and audits
• Implement corrective actions for operational risks
• Facilitate advisor training on policies and procedures
Requirements:
• Minimum of 2 years in the financial services sector
• Completion of Canadian Securities Course (CSC)
• Licensing: CPH, Branch Managers Course, CIRE
• Excellent organizational and communication skills
• Strong leadership and advisor support capabilities
Drive compliance and operational excellence as a Branch Manager at iA in Saskatoon.
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