Senior Compliance Manager

Position: Senior Compliance Manager at ATB Wealth
Elevate compliance oversight as a Senior Manager at ATB Wealth in Calgary, AB. Lead regulatory adherence, compliance programs, and strategic initiatives to enhance governance and client protection.

The Senior Manager, Compliance is a full-time, on-site role at ATB Wealth responsible for managing compliance functions. With strong knowledge of financial services regulation, this position designs and implements monitoring programs and risk assessments. Collaborating with various teams, you will also provide guidance on regulations and support best practices across client interactions.

Key Responsibilities:

• Lead compliance oversight for regulatory adherence

• Design and implement compliance monitoring programs

• Review high-risk activities and report incidents

• Mentor team members and develop compliance training

• Coordinate responses to regulatory inquiries and audits

Requirements:

• Strong knowledge of securities and compliance in Canada

• Experience in managing compliance programs and reporting

• Proficient in analyzing compliance and operational risks

• Demonstrated leadership in coaching compliance professionals

• Relevant post-secondary education and certifications

Support ATB Wealth's mission by ensuring compliance excellence and ethical governance.
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