Manager – Investment Compliance
Job in
Cambridge, Middlesex County, Massachusetts, 02140, USA
Listed on 2026-07-14
Listing for:
Jobtailor
Full Time
position Listed on 2026-07-14
Job specializations:
-
Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Responsibilities
- Lead pre- and post-trade portfolio compliance monitoring
- Manage, mentor, and develop a team of compliance professionals, providing day-to-day guidance and performance coaching
- Interpret investment guidelines for funds and separate accounts
- Monitor portfolio adherence to mandates and regulations
- Manage breach escalation, analysis, and remediation
- Support board reporting and regulatory examinations
- Advise on new product launches and onboarding
- Enhance compliance systems and data quality
- Drive process improvements and standardization
- Build team capabilities by identifying development opportunities and strengthening bench strength
- Train and advise investment teams and trading desks
- Create a strong team culture that promotes accountability, collaboration, and continuous improvement across stakeholders
- 10+ years in investment or portfolio compliance
- Knowledge of Investment Company Act of 1940 and Advisers Act
- Demonstrated experience leading and developing teams in a people leadership role while overseeing day-to-day compliance operations
- Experience with regulatory exams and board reporting
- Experience with Aladdin, Charles River or similar systems
- Knowledge of multi-asset strategies and financial instruments
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