Senior SOX Auditor – Business Process Controls

Location

Canada

Full time

Remote

Risk & Audit

Our Krakenites are a world‑class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology.

What makes us different?

Kraken is a mission‑focused company rooted in crypto values. As a Krakenite, you’ll join us on our mission to accelerate the global adoption of crypto, so that everyone can achieve financial freedom and inclusion. For over a decade, Kraken’s focus on our mission and crypto ethos has attracted many of the most talented crypto experts in the world.

You will lead Internal Audit’s business process SOX controls testing program, building the testing approach, work papers, and institutional knowledge from the ground up. This is a hands‑on role with real program ownership and you’ll be doing it at a crypto exchange — where revenue includes digital asset trading, staking, and custody fees, where treasury manages both fiat and crypto assets, and the financial reporting landscape is evolving in real time.

If you want a SOX role where the accounting is interesting and the controls are consequential, this is it.

• Lead the execution of independent controls testing across business process areas including revenue, financial close, and treasury.
• Evaluate the design and operating effectiveness of key controls, document testing procedures and results, and ensure work papers meet Internal Audit and external auditor quality standards.
• Validate the completeness and accuracy of Information Used in Controls (IUC) and Information Produced by the Entity (IPE), ensuring the reliability of data underpinning control performance.
• Build and maintain testing programs, templates, and work papers that create a repeatable, scalable foundation for business process SOX testing.
• Identify opportunities to leverage AI‑enabled workflows and data analytics to improve testing coverage and efficiency.

• Independently validate the remediation of open SOX findings, including material weaknesses and significant deficiencies, across business process control areas.
• Evaluate control deficiencies by performing root cause analysis and assessing the severity and pervasiveness of exceptions to inform deficiency classification.
• Assess whether management’s remediation actions are adequately designed and operating effectively before closing findings.
• Track remediation progress, escalate delays or gaps, and report status to Internal Audit leadership and the Audit Committee as required.
• Coordinate with the SOX Compliance team to ensure alignment on remediation expectations, timelines, and evidence requirements.

• Serve as a trusted Internal Audit point of contact for business process control owners across Finance, Accounting, and Treasury.
• Contribute to Internal Audit reporting to the Audit Committee, external auditor, and senior leadership on business process SOX testing coverage, findings, and remediation status.
• Partner with the IT SOX tester and co‑sourced resources to ensure coordinated testing coverage across the full SOX program.

• 8+ years of experience in internal audit, external audit, or SOX compliance, with significant exposure to business process controls testing.
• CPA certification required.
• Experience in crypto, fintech, payments, or digital asset accounting — including revenue recognition for trading, staking, or custody services.
• Strong knowledge of US GAAP, SOX compliance requirements, COSO framework, and PCAOB auditing standards as they apply to business process controls.
• Hands‑on experience testing controls across revenue, financial close, treasury, or other core financial reporting processes.
• Experience operating across multi‑entity structures or multiple jurisdictions.
• Effective communicator who can translate audit findings and control observations for control owners, senior leadership, and external stakeholders.

• Familiarity with audit management platforms such as Audit Board or Workiva.
• Exposure to global…