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Compliance Associate: Audits, Filings & Training
Job in
Carmel, Hamilton County, Indiana, 46033, USA
Listed on 2026-06-26
Listing for:
Valeo Financial Advisors LLC
Apprenticeship/Internship
position Listed on 2026-06-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Valeo Financial Advisors LLC is looking for a highly organized Compliance Associate to assist the Chief Compliance Officer in executing the compliance program. The ideal candidate will have experience in financial services compliance and will support the firm's policies, conduct compliance reviews, and assist with regulatory filings.
Your role will involve conducting due diligence on vendors, monitoring compliance, and supporting internal audits. A Bachelor's degree and 2–5 years of compliance experience are preferred.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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