Risk Advisor, Business Assurance – Controls

Responsibilities

• Identify and assess risks across advisory products, client interactions, and business processes
• Partner with business leaders to develop practical, business-aligned risk mitigation strategies
• Evaluate and enhance control design and effectiveness to improve risk outcomes
• Perform root cause analysis and support remediation of risk events and control gaps
• Leverage data and risk metrics to identify trends and inform decision-making
• Support key risk management practices including risk assessments, issue management, and governance routines
• Partner with the business to evaluate risk in new initiatives and process changes
• Act as a liaison across business, Compliance, Risk, and Audit to drive aligned solutions

• Typically 5–10 years of experience in risk management, controls, compliance, or operational risk
• Experience supporting wealth management, advisory, brokerage, or financial services businesses preferred
• Experience with risk assessments, issue management, control evaluation, or governance preferred
• Experience leveraging risk metrics or reporting strongly preferred
• Undergraduate degree required; advanced degree preferred
• Strong communication and analytical skills.