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Senior Client Regulatory Associate

Job in Cary, Wake County, North Carolina, 27518, USA
Listing for: Jobtailor
Full Time position
Listed on 2026-07-20
Job specializations:
  • Finance & Banking
    Financial Compliance, Financial Analyst
Salary/Wage Range or Industry Benchmark: 70000 - 100000 USD Yearly USD 70000.00 100000.00 YEAR
Job Description & How to Apply Below

• Responsible for various operational requirements surrounding hedge fund regulatory compliance reporting

• Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines

• Liaise with other operations teams within Hedge Serv including Middle Office, Fund Accounting and Investor Services

• Resolve issues and take on special projects or tasks as assigned

• Support the research of new regulatory requirements and educate Hedge Serv client service teams on the requirements and how they impact Hedge Serv’s clients

• Assist with the firm’s implementation of its regulatory service offerings, including systems integration with a third party provider

• Ensure any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering

• Work with other operating and technology teams to incorporate new workflows into the firm’s overall technology strategy

• Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings

• Ensure that client requests for service changes or enhancements are managed appropriately

Requirements
  • 2 to 4 years of experience in audit or tax in the alternative investments space at a national accounting firm
  • Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls
  • Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments)
  • Organization skills/ ability to manage multiple assignments and competing priorities
  • Notable oral and written communication skills
  • System Testing experience and documentation of system process (i.e., flowcharts)
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Position Requirements
10+ Years work experience
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