Senior Client Regulatory Associate
Listed on 2026-07-20
-
Finance & Banking
Financial Compliance, Financial Analyst
• Responsible for various operational requirements surrounding hedge fund regulatory compliance reporting
• Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines
• Liaise with other operations teams within Hedge Serv including Middle Office, Fund Accounting and Investor Services
• Resolve issues and take on special projects or tasks as assigned
• Support the research of new regulatory requirements and educate Hedge Serv client service teams on the requirements and how they impact Hedge Serv’s clients
• Assist with the firm’s implementation of its regulatory service offerings, including systems integration with a third party provider
• Ensure any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering
• Work with other operating and technology teams to incorporate new workflows into the firm’s overall technology strategy
• Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings
• Ensure that client requests for service changes or enhancements are managed appropriately
- 2 to 4 years of experience in audit or tax in the alternative investments space at a national accounting firm
- Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls
- Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments)
- Organization skills/ ability to manage multiple assignments and competing priorities
- Notable oral and written communication skills
- System Testing experience and documentation of system process (i.e., flowcharts)
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).