Lead Compliance Analyst: Regulatory Testing & Oversight
Job in
Cedar Rapids, Linn County, Iowa, 52404, USA
Listed on 2026-08-08
Listing for:
Transamerica Corporation
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Job Description & How to Apply Below
Transamerica is seeking a Regulatory Compliance professional to strengthen testing, monitoring, and regulatory oversight across broker-dealer, registered investment adviser, and insurance channels. You will evaluate controls, identify risks, and lead testing initiatives to support regulatory compliance and business objectives.
The role requires FINRA/SEC knowledge, five years’ relevant experience, and a bachelor’s degree.
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