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Senior Compliance Analyst — Hybrid (FINRA/SEC)
Job in
Cedar Rapids, Linn County, Iowa, 52404, USA
Listed on 2026-08-22
Listing for:
Transamerica
Full Time
position Listed on 2026-08-22
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Transamerica is seeking a qualified Compliance professional to strengthen our testing, monitoring, and regulatory oversight programs for our broker-dealer, registered investment adviser, and insurance agency. You will lead risk-based testing, assess SEC/FINRA and state requirements, and collaborate with Legal, Risk, Operations, and Product to implement corrective actions.
This hybrid role in Cedar Rapids, IA offers a comprehensive benefits package and opportunities to influence compliance
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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