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Senior Director, Compliance - Broker Dealer & RIA

Job in Cedar Rapids, Linn County, Iowa, 52401, USA
Listing for: The Transamerica Corporation
Full Time position
Listed on 2026-08-11
Job specializations:
  • Management
    Regulatory Compliance Specialist
Job Description & How to Apply Below
This role leads Broker Dealer and RIA compliance oversight for Transamerica Retirement, managing a team of compliance professionals and partnering with the Retirement Chief Compliance Officer to execute and enhance the compliance program. The role su Dealer, Compliance, Director, Broker, Sales Leader, Program Leader, Business Services
Position Requirements
10+ Years work experience
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