Senior Compliance Analyst

Senior Compliance Analyst page is loaded## Senior Compliance Analyst locations:
Charlotte:
Austin time type:
Full time posted on:
Posted Todayjob requisition :

** Notes to applicants:
*** Dimensional sees great value from collaborating in our offices and appreciates the benefits of flexibility. Most roles fit our office-first hybrid approach:
We are together on our campuses Tuesdays, Wednesdays, and Thursdays and have the choice to work in the office or remotely, depending on what is best for that work day, on Mondays and Fridays. This approach maximizes in-person collaboration and interaction while simultaneously providing flexibility and applies to most roles globally with a few exceptions that require more or less time in the office.

Please discuss with your Recruiter to confirm the details for this specific role.
* Resumes and portfolios (when applicable) are required as part of your application. When applying from a mobile device or tablet, you may not be able to attach a resume. If you cannot include an attachment at the time of your application, you will receive a follow up email asking you to attach your resume from a computer.
* Here at Dimensional, we strive to be an inclusive workplace for all. Even if you do not match every qualification listed, if you are interested in who we are, what we do, and why we do it, we suggest and encourage you to apply.
* The use of Artificial Intelligence during interviews and skill testing is prohibited, unless Dimensional Fund Advisors has authorized such use.
* If you require reasonable accommodation in completing this application, interviewing, or otherwise participating in the employee selection process, such accommodation is available upon request.### ###
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* Job Description:

** Dimensional’s Compliance and Risk Department is responsible for navigating risk and managing regulatory environments around the globe, including helping the firm conduct business and tell its story while remaining compliant with industry laws and standards. We help oversee the process to identify, assess, and implement controls for key risks before they materialize. Team members work in consultation with other areas of the firm and are committed to quality and accuracy in all that they do.

The team is empowered to identify underlying patterns that impact the firm and provide forward-looking solutions.

The Distribution Compliance team provides compliance support to the Global Client Group, oversees the compliance policy repository, and facilitates the review, production, and submission of records pertaining to regulatory requests. The team focuses on marketing and advertising compliance, client reporting and requests for proposals, as well as management reporting.  They play an important role in executing business compliance matters by providing evaluation, development, maintenance, testing, and monitoring of regulatory compliance programs and related client reporting.

This position works closely with Compliance, Risk, and Legal colleagues, and business representatives across the firm including the Global Client Group. The Senior Compliance Analyst assists in the day-to-day transactions relating to compliance. The analyst will work with senior staff to ensure Dimensional remains compliant with all regulatory bodies and governing laws.
** Responsibilities:
*** Analyze marketing and firm communications across multiple delivery channels (website and print sales material, research papers, client presentation materials and RFP responses, etc.) ensuring all materials and associated disclosures are in compliance with applicable regulation and policies. When needed, propose edits to ensure compliance.
* Collaborate with marketing and investment product staff by providing guidance and feedback for planned marketing materials, webcast content, and conference presentations.
* Provide communications review and surveillance support for social media
* Advise sales and marketing teams on compliance-related issues
* Assist with departmental compliance projects as assigned, such as annual compliance testing, supporting new product launches, and creating processes and drafting procedures for compliance…