Corporate Regulatory Reporting Quality Assurance Testing Manager

• Full-time

Corporate Regulatory Reporting Quality Assurance Testing Manager
North Carolina

This Company’s Corporate Controllers is a seeking highly motivated individual to join our Regulatory Reporting Quality Assurance (RRQA) team to contribute to the Company’s efforts in developing and maintaining a program to test accuracy and completeness of external regulatory filings. Regulatory Reporting Quality Assurance is a control function within the company's Corporate Controllers division and serves as a critical component of our Governance & Oversight processes over Regulatory Reporting.

The team has enterprise-wide exposure to lines of business and the external financial reporting infrastructure. This individual will be responsible for developing and implementing a testing program and approach for a specific set of external reports and processes that relate to reporting capital and related information.

Specific Responsibilities:

• Developing a quality assurance testing program and approach relative to the reporting aspects of instrument level data-driven reports (e.g., FFIEC 101, CCAR, Pillar III Disclosure, Liquidity Disclosure, and FR 14 M/Q), utilizing our established RRQA methodology and protocols
• Assisting with hiring, developing and managing a team to execute testing on an ongoing basis
• Partnering with report owners and data providers to understand the environment and related initiatives and develop appropriate and complementary testing procedures
• Consult with issue owners as they complete comprehensive root cause analysis and remediation plans for issues identified
• Develop written reports of findings
• Develop annual testing plan and manage planning, testing, reporting, and communications within established time frames
• Communicate findings to senior level stakeholders
• Participating in other related Corporate Controllers projects as needed

The successful candidate will be a highly motivated team player and a self-starter who is accustomed to working in complex organizations, partnering with a diverse group of stakeholders, and achieving results. Additionally, the candidate should possess good professional presence and be accustomed to presenting material to senior executives. The candidate should have experience with credit, market, and operational risk data and processes, as well experience preparing or testing regulatory reports.

The candidate should be flexible, be able to withstand challenges and adapt accordingly.

Basic Qualifications
7+ years of experience in one of more of the following areas: accounting consulting or public accounting and 3+ year of management experience

Minimum Qualifications:

• Experience with bank regulatory reporting requirements, including working knowledge of the FR Y-9C, FFIEC 031/041, and FFIEC 101
• Strong written and verbal communication skills including a demonstrated ability to communicate effectively with a wide range of constituents at all levels of the organization
• Strong organization and prioritization skills
• Strong analytical skills with a high level of accuracy

Preferred

Skills:

• Strong auditing experience
• Strong Basel I-III experience
• Big 4 experience
• Preparation or testing/auditing of regulatory reports
• Experience with large financial institutions
• BA/BS in accounting
• CPA, CISA or CIA

Locations

• Denver, CO
• Charlotte, NC
• Minneapolis, MN
• San Francisco, CA

All your information will be kept confidential according to EEO guidelines.