Brokerage Operations Specialist

Randstad in partnership with a leading financial services client is seeking detail-oriented professionals to join a dynamic team focused on regulatory adherence, risk mitigation, and procedural improvement. This role requires an active Series 7 license to be considered.

This position will start in March 2026

In this role, you’ll:

• Conduct research and assessments on business policies, regulatory controls, and risk process
• Analyze business and operational outcomes to identify trends and suggest control enhancements
• Present well-supported recommendations to help drive resolution of key issues
• Collaborate across departments to align and strengthen compliance practices
• Support internal operational initiatives and develop deeper regulatory knowledge

What we’re looking for:

• 2+ years of experience in risk management, compliance, QA, or brokerage operations
• FINRA Series 7 required
• Strong communication, analytical, and independent decision-making skills

Details:

• 6-month contract
• Located in Charlotte, NC
• Fully onsite training for the first month, then hybrid (1 week in/1 week remote)