Senior Staff Auditor, Compliance; Hybrid
Job in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-02-23
Listing for:
Capital One
Full Time, Part Time
position Listed on 2026-02-23
Job specializations:
-
Finance & Banking
Auditor Accountant, Financial Reporting, Financial Compliance, Financial Analyst -
Accounting
Auditor Accountant, Financial Reporting, Financial Compliance, Financial Analyst
Job Description & How to Apply Below
* Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities. Perform relevant testing based on the risks and processes associated with the area being audited.
* Assist in communicating issues, risks, and recommendations to all levels of management.
* Operate independently and ensure work is completed according to schedule and meets our high-quality standards.
* Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
* Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
* Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
* Proactively seek out learning opportunities to enhance skills and competencies related to role.
* Bachelor's Degree or military experience
* At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.
* Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration
* Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification
* 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
* 2+ years of experience performing data analysis in support of internal auditing
* At least 1 year of experience in corporate compliance
* At least 1 year of experience with data analytics tools in support of internal audit
Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
#J-18808-Ljbffr
Position Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×