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Senior Staff Auditor, Compliance; Hybrid

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Capital One
Full Time, Part Time position
Listed on 2026-02-23
Job specializations:
  • Finance & Banking
    Auditor Accountant, Financial Reporting, Financial Compliance, Financial Analyst
  • Accounting
    Auditor Accountant, Financial Reporting, Financial Compliance, Financial Analyst
Salary/Wage Range or Industry Benchmark: 70000 - 90000 USD Yearly USD 70000.00 90000.00 YEAR
Job Description & How to Apply Below
Position: Senior Staff Auditor, Compliance (Hybrid)
* Perform risk-based reviews and assessments of compliance with federal, state, and other legal regulations and business activities. Perform relevant testing based on the risks and processes associated with the area being audited.
* Assist in communicating issues, risks, and recommendations to all levels of management.
* Operate independently and ensure work is completed according to schedule and meets our high-quality standards.
* Develop and maintain strong and effective working relationships with key business partners and the extended Audit group.
* Leverage available data and analytical tools during the planning and fieldwork phases of audit delivery.
* Proactively follow-up on agreed audit actions to ensure management delivers their commitments within the agreed timescales.
* Proactively seek out learning opportunities to enhance skills and competencies related to role.
* Bachelor's Degree or military experience
* At least 2 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.
* Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Information Systems or Master of Business Administration
* Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), or relevant certification
* 2+ year of experience in banking, in the financial services industry, in a professional services firm serving clients in large banks, or a combination
* 2+ years of experience performing data analysis in support of internal auditing
* At least 1 year of experience in corporate compliance
* At least 1 year of experience with data analytics tools in support of internal audit

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
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Position Requirements
10+ Years work experience
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