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Risk Manager/Analyst Financial Consultant Regulatory Compliance Specialist Corporate Finance

Director of Surveillance & Risk Analytics

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: Vanguard
Full Time position
Listed on 2026-02-28
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Consultant, Regulatory Compliance Specialist, Corporate Finance
Salary/Wage Range or Industry Benchmark: 100000 - 125000 USD Yearly USD 100000.00 125000.00 YEAR
Job Description & How to Apply Below
A leading investment management firm is seeking a seasoned professional to lead its surveillance team. This role requires over 10 years of financial services experience and a proven track record in surveillance and compliance. The ideal candidate will have strong leadership skills and a deep understanding of regulatory frameworks. The firm offers a hybrid working model that supports both flexibility and collaboration.

Candidates with advanced degrees and relevant certifications are preferred.
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