SOX Manager

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** Regular or Temporary:*
* Regular

** Language Fluency:
** English (Required)

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* Work Shift:

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* 1st shift (United States of America)

** Please review the following job description:*
* SOX Program Management (SPM) is responsible for designing a governance and oversight program over Truist's internal controls over financial reporting and disclosure controls to ensure compliance with Sections 404 and 302 of the Sarbanes-Oxley Act of 2002 (SOX) and the Federal Deposit Insurance Corporation Improvement Act of 1991 (FDICIA).

This includes executing risk assessment and scoping, providing guidance on SOX requirements for control and process documentation, obtaining reasonable assurance of the effectiveness of Truist's system internal controls over financial reporting through control design and operating effectiveness evaluations, identifying and assessing control deficiencies, risk and change monitoring, and other aspects of the SOX framework to keep pace with changes in the underlying business in support of Truist's Sarbanes-Oxley and FDICIA compliance efforts.

Responsible for executing a governance and oversight program that guides, monitors, evaluates, and reports on the effectiveness of internal control over financial reporting.

Determines in-scope controls, applications, models, and infrastructure for annual Sarbanes-Oxley (SOX) testing.

Responsible for providing guidance on SOX requirements for control/process documentation, testing, and issue management and other aspects of the SOX framework to keep pace with changes in the underlying business in support of Truist's Sarbanes-Oxley and FDICIA compliance efforts.

Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

Provide guidance and support teammates to ensure proper execution of the program's deliverables.

Serve as a SOX, risk and control Subject Matter Expert and advise business and risk partners, including control owners, issue owners and Governance Control Officers.

Support highly complex and high visibility projects with elevated risk profile.

Identify and resolve technical, operational, risk management, business, and organizational challenges.

Make leadership decisions within established policies & procedures.

Execute program deliverables, track status and provide updates, including risk escalations via governance routines.

Actively participate in SOX walkthroughs and/or process, risk, control discussions to ensure that key controls, applications, models, vendors and IT dependencies are identified.

Partner with other stakeholders but also effectively challenge to ensure appropriate controls are identified and documented sufficiently to mitigate ICFR risk.

Perform quality assurance procedures of SOX control testing of design and operating effectiveness.

Evaluate and finalize SOX testing findings, including understanding impacts, root causes, mitigants and broader implications of aggregated or cross-functional impacts.

Identify process enhancement opportunities at the program level and at the control/process level.

Continue developing strong risk management, audit approaches and techniques and internal control acumen as well as deep knowledge of organization, business and operations

Effectively engage with external audit partners to ensure robust planning, process streamlining, discussion and challenge.

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* Required Qualifications:

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* The requirements listed below are representative of the knowledge, skill and/or ability…