AVP, Audit Manager – Finance & Platforms

• Support the Senior Manager of Treasury and Capital Internal Audit with the planning and execution of risk assessment, auditing, and continuous monitoring activities
• Conduct and document detailed process walkthroughs with management, including the identification of process risks and controls
• Document clear audit work papers that succinctly articulate purpose, scope, procedures and conclusions of test work performed
• Identify control gaps or control deficiencies and assess the impact to the business
• Ensure effective and efficient execution of audits in conformance with professional and departmental standards, budgets, and timelines
• Ensure timely, complete, and accurate validation of assigned audit issues
• Assist in preparing high-quality audit deliverables including planning memoranda, audit programs, working papers, drafts of audit issues and audit reports
• Maintain high awareness of economic, regulatory, and business risks and issues
• Proactively develop working relationship with key stakeholders
• Research relevant banking, regulation, reporting, and operational topics
• Present audit results to various levels of Internal Audit leadership, as well as the business organization
• Develop and maintain understanding of current and emerging risks within assigned subject areas

• Bachelor's degree in finance, accounting, business or equivalent related field
• In lieu of a relevant Bachelor’s degree, 7 years’ experience in audit, financial services, or a related field
• Currently holds, or is actively pursuing CPA, CIA, or other relevant professional designation/association
• Minimum 5+ years combined internal audit, public accounting, regulatory (e.g., FRB, OCC, FDIC, etc.) or relevant banking industry experience
• Knowledge and experience of US GAAP, SEC, and SOX reporting requirements and processes

Demonstrates expertise in risk assessment, auditing, and compliance within the financial services sector, with a strong focus on US GAAP, SEC, and SOX reporting requirements. Capable of developing high-quality audit deliverables and maintaining effective stakeholder relationships.

• Risk Assessment
• Internal Audit
• US GAAP Knowledge
• CPA Certification
• Audit Deliverables Preparation

• Audit Execution
• Process Walkthroughs
• Control Gap Identification
• Audit Work Papers Documentation
• Regulatory Compliance

• Stakeholder Relationship Management
• Effective Communication
• Attention to Detail

• CPA
• CIA

• Financial Services
• Regulatory Requirements
• SOX Compliance
• FRB
• OCC
• FDIC