Sr. Manager, Fair Banking Compliance, Program Risk Management & Reporting
Listed on 2026-08-25
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Compliance -
Management
Regulatory Compliance Specialist, Risk Manager/Analyst
Work Location:
Charlotte, North Carolina, United States of America
Hours:
40 Pay Details: $115,440 - $186,160 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.
As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role. Line of Business:
Compliance
Job Description:
Why Work with Us? At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function.
As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program – it's about creating a culture of compliance that will cascade throughout the organization.
The Senior Manager, Fair Banking Compliance, Program Risk Management & Reporting provides leadership for key Compliance Management System components within Fair Banking Compliance, including risk assessments, issues management, policies and procedures, training, and reporting, to strengthen program effectiveness and support consistent regulatory adherence across the team.
- Lead the review and enhancement of Board-approved governance documents, ensuring alignment with evolving regulatory requirements, supervisory expectations, and enterprise standards.
- Oversee the development of enterprise‑wide and team-specific fair banking training, strengthening regulatory awareness and reinforcing a strong compliance culture across the organization.
- Manage the end‑to‑end issues management lifecycle for high‑risk audit, regulatory, and self‑identified findings, including corrective action oversight, sustainability activities, and preparation of executive‑level closure packages.
- Develop clear, concise, and executive‑ready communications, including closure packages, governance updates, Board reporting materials, and senior management presentations.
- Produce fair access/ fair banking reporting and risk insights for internal stakeholders, executive committees, and regulators to support transparent oversight and informed decision‑making.
- Lead the Fair Banking Compliance team's participation in enterprise risk assessment activities, evaluating fair access/ fair banking risks across the organization.
- Oversee governance and risk assessment processes, including execution and ongoing enhancement of the standalone Fair Lending Risk Assessment methodology to strengthen the identification, assessment, and reporting of fair lending risk.
- Provide leadership, guidance, and development support to other team members, fostering a high‑performing environment that delivers quality, regulator‑ready work.
The above details are specific to the role which is outlined in the general summary below. Please review the Desired Skills and Experience as you are considering this role.
Job Description SummaryThe Senior Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.
Depth & Scope:Recognized as top level expert within the company and requires significant in‑depth and/or breadth of expertise in a complex field and knowledge of broader related areas.
Senior specialist providing advisory services to executives, business segment leaders and governs the requirements for own work.
Integrates knowledge of the…
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).