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Director, Market Risk Audit — Lead Front-to-Back Risk

Job in Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listing for: SMBC
Full Time position
Listed on 2026-09-01
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance
  • Management
    Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 150000 - 190000 USD Yearly USD 150000.00 190000.00 YEAR
Job Description & How to Apply Below

SMBC is seeking an experienced Audit Director to lead Market Risk audits for the Americas. Based in Charlotte, you will work with risk, finance, and front office stakeholders to strengthen governance, risk management, and internal controls across trading and non-trading activities.

You will guide audit strategies, supervise junior staff, and provide clear remediations while ensuring compliance with IIA standards and regulatory expectations. Hybrid work arrangements may apply.

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