Audit Director – Wholesale Lending

• Coordinate and manage value-added, independent, objective, risk-based internal audit assurance services for the Audit Committee and Executive Management
• Develop a comprehensive, dynamic audit plan through relationships with senior management and ongoing business monitoring
• Direct a team of audit professionals in implementing and completing the audit plan
• Maintain responsibility for the overall quality of audit work
• Establish and manage an audit assurance program for assigned business units
• Supervise and coordinate audit activities to ensure high-quality and timely completion
• Manage audit professionals and coordinate successful completion of the audit plan
• Establish and monitor performance measures and metrics
• Coach and develop staff
• Develop and maintain working relationships with senior management
• Supervise and participate in audit planning, scoping, and execution
• Analyze systems, processes, and controls to assess internal-control design and operating effectiveness
• Ensure compliance with laws, regulations, and corporate policies
• Identify and evaluate risks in business-unit coverage areas
• Review and approve audit reports
• Develop and monitor risk assessments
• Lead aggregation, correlation, and analysis of business-monitoring activities
• Serve as an audit subject-matter expert
• Monitor trends and developments in the auditing profession and banking industry

• Bachelor’s degree in finance, economics, or business-related field, or equivalent education and related training or experience
• Ten years of progressive audit, risk, or examiner experience, with a significant portion in the financial services industry
• Preferably experience with a large financial services firm
• Comprehensive knowledge of banking, risk management, and audit practices
• Ability to understand broader risk
• Excellent leadership abilities, decision-making, and critical-thinking skills
• Strong verbal and written communication skills
• Ability to communicate effectively with senior management and other stakeholders
• Appropriate professional certification, such as Certified Internal Auditor, Certified Information Systems Auditor, or Certified Public Accountant
• Master’s degree in a business-related field preferred
• Completion of a graduate school of banking preferred
• English language fluency required
• Must be able to work first shift in the United States of America

Demonstrates expertise in internal audit assurance services, risk management, and compliance within the financial services industry, while effectively leading audit teams and developing strong relationships with senior management.

• Internal Audit Assurance
• Risk Management
• Leadership Abilities
• Certified Internal Auditor
• Financial Services Experience

• Audit Planning
• Risk Assessment
• Internal-Control Design
• Audit Reporting
• Business Monitoring Analysis

• Decision-Making
• Critical Thinking
• Verbal Communication
• Written Communication

• Certified Internal Auditor
• Certified Information Systems Auditor
• Certified Public Accountant

• Banking
• Audit Practices
• Financial Services
• Compliance
• Business Units