EAC Compliance & Operational Risk Specialist - Regulatory Reporting
Listed on 2026-10-03
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Finance & Banking
Financial Compliance, Risk Manager/Analyst, Regulatory Compliance Specialist
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day.
Being a Great Place to Work and providing a culture of caring is core to how we drive Responsible Growth. We are intentional about fostering an inclusive workplace where every teammate has the opportunity to succeed, build a career and contribute to our shared success. This includes attracting and developing exceptional talent, recognizing and rewarding performance, and supporting our teammates’ physical, emotional, and financial wellness through affordable, competitive and flexible benefits.
We value the unique perspectives individuals bring from all backgrounds and career paths - whether shaped by military service, community college education, or a wide range of work and life experiences. These journeys foster resilience, leadership and innovation, strengthening our workforce and positively impact the communities we serve.
Bank of America is committed to an in-office culture that supports collaboration, engagement, and career development. Our approach includes clear in-office expectations, while providing an appropriate level of flexibility based on role-specific responsibilities and business needs.
At Bank of America, you can build a successful career with opportunities to learn, grow, and make an impact. Join us!
This role is responsible for supporting independent second-line Compliance and Operational Risk oversight of Transaction Reporting (TR) and Enterprise Position Monitoring & Disclosures (EPMD) across the Americas region. TR and EPMD are high-risk regulatory reporting areas covering transaction reporting, share ownership monitoring and disclosure obligations across multiple jurisdictions and represent key areas of regulatory risk for the firm. The role will support oversight of reporting processes, controls, regulatory change and remediation activities, working closely with stakeholders across the organization.
The successful candidate will provide effective review and challenge to stakeholders across various Lines of Business, Operations, Technology, Legal and Risk functions, helping to ensure regulatory requirements are appropriately interpreted, implemented and embedded within the firm's processes and control framework. The role will support regulatory change implementation, issue remediation, monitoring, testing and governance activities across both TR and EPMD coverage areas.
- Conduct independent review and challenge of TR and EPMD activities to assess compliance with applicable laws, rules and regulations.
- Provide compliance and operational risk oversight of regulatory changes, control enhancements and remediation initiatives affecting TR and EPMD.
- Perform monitoring, targeted assessments and other risk-based coverage activities to assess the effectiveness of associated processes and controls.
- Support the execution of second-line data testing to independently review the accuracy of transaction reporting and EPMD submissions.
- Assist with the development and maintenance of training, procedures and guidance relating to TR and EPMD requirements.
- Review and challenge FLU processes, risks, controls, Single Process Inventory and Risk and Control Self-Assessments relating to TR and EPMD activities.
- Support the review and challenge of reporting incidents, disclosure issues and remediation activities to ensure appropriate root cause analysis and corrective action.
- Partner with regional and global stakeholders to support effective implementation of regulatory requirements and remediation…
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