Audit Manager ; US; Financial Crimes

## Audit Manager I (US) - Financial Crimes Apply:
On Site:
Charlotte, North Carolina:
Greenville, South Carolina:
Wilmington, Delaware:
Mount Laurel, New Jersey:
New York, New York:
Full time:
Posted Yesterday:
End Date:
October 12, 2026 (9 days left to apply):
R _1513292
*
* Work Location:

** Charlotte, North Carolina, United States of America
*
* Hours:

** 40
* * Pay Details:**$77,260 - $128,940 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.
** Line of Business:
** Audit
*
* Job Description:

** The Audit Manager I executes audits for an assigned business, function or project as part of a team or as an individual contributor and/or provide subject matter expertise on audits ranging in complexity. May manage/lead a number of moderately complex audits, related engagement and/or projects/initiatives. and has responsibility for completion of the audit.
** Depth & Scope:
*** Works as an audit subject matter expert and may coach and educate others
* Oversees and/or independently performs audits from end-to-end
* May lead moderately complex audits and have responsibility for completion of the audit
* Undertakes and completes a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise
* Ability to process and handle confidential information with discretion  
*
* Education & Experience:

*** Undergraduate degree required
* 5+ years of relevant experience  
*
* Preferred Qualifications:

*** Experience auditing in the BSA / AML / OFAC domain
* Ability to multi task audit deliverables and manage priorities for delivery
* Experience in conducting walkthroughs, testing audit results and high quality documentation
* Understanding of the regulatory environment related to BSA/AML as well as exposure working in an environment with high regulatory scrutiny
* Relevant professional certifications (e.g. CAMS, CIA or similar) preferred
* In-office work is strongly preferred; however, remote candidates outside the TD footprint may be considered at the hiring manager’s discretion if their skills and experience closely align with the role.  
** Customer Accountabilities:
*** Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion
* Executes testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
* May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report
* May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
* Contributes to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
* Manages the ongoing audit communications process with the stakeholders during and subsequent to the audit
* Presents objective and independent audit opinion on the adequacy of internal controls in accordance with…