Brokerage Operations Leader: Trade Settlement & Risk
Listed on 2026-10-06
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Finance & Banking
Risk Manager/Analyst, Banking & Finance, Regulatory Compliance Specialist, Financial Compliance -
Management
Risk Manager/Analyst, Banking & Finance, Regulatory Compliance Specialist
TIAA Brokerage Operations Manager oversees clearance, settlement, and reconciliation across trade desks, leading a multi-site team to ensure accurate books and timely settlement. The role collaborates with traders, finance, compliance, brokers, and custodians to minimize risk and meet reporting requirements.
Preferred candidates have 5+ years in broker-dealer operations, strong leadership, and experience with critical regulatory processes.
Join us at Nuveen as our next Brokerage Operations Leader:
Trade Settlement & Risk in Charlotte, NC, United States.
The position is based in Charlotte, NC, United States.
This opportunity is part of our work in Finance, Management & Operations.
The advertised compensation is 77..
We aim to respond to suitable candidates as soon as possible.
Full responsibilities and requirements are described in the listing above.
Learn more about the Brokerage Operations Leader:
Trade Settlement & Risk role in the description above.
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