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Senior Compliance Manager: Regulatory Testing; Hybrid
Job in
Charlotte, Mecklenburg County, North Carolina, 28245, USA
Listed on 2026-03-01
Listing for:
KeyBank
Full Time
position Listed on 2026-03-01
Job specializations:
-
Management
Regulatory Compliance Specialist -
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A financial services firm is seeking a Senior Compliance Manager to lead compliance testing and regulatory management efforts. This role involves supervising a team, ensuring adherence to SEC and FINRA regulations, and developing business plans to enhance compliance processes. Candidates should have at least 7 years of experience in compliance and a Bachelor's degree. The position offers a competitive salary range of $116,000 to $216,000 annually with flexible work options.
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Position Requirements
10+ Years
work experience
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