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Compliance Consultant – Investment Advertising; FINRA/SEC
Job in
Chattanooga, Hamilton County, Tennessee, 37450, USA
Listed on 2026-03-05
Listing for:
ACA Group
Full Time
position Listed on 2026-03-05
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
A leading compliance advisory firm in Chattanooga is seeking a Regulatory Compliance Specialist. In this role, you’ll ensure marketing materials for complex clients meet regulatory requirements. Responsibilities include reviewing investment materials, client interaction regarding compliance issues, and team training. Candidates should have a Bachelor’s degree, at least 3 years of related experience, and a thorough understanding of SEC and FINRA regulations.
The company offers a competitive package, including medical coverage and unique benefits like Student Debt Forgiveness.
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