Compliance Monitor and Testing Analyst

Compliance Monitor And Testing Analyst Responsibilities

Monitor and test ongoing activities of LOBs and Support Units to ensure compliance with regulatory and investor requirements and business policies and procedures

Assist in developing, implementing and maintaining the testing and monitoring examination and risk assessment programs

Work with Compliance team players to identify specific areas for focus and targeted review

Provides support to Compliance Director on projects

Work with LOB to enhance and implement controls to address deficiencies

Help develop and recommend policies, procedures and programs to ensure compliance with existing regulations and best practices

Bachelor's Degree in Accounting or Finance required

3-5 years of related experience in developing and implementing monitoring and testing procedures or other relevant substantive experience

Experience in the banking industry and/or compliance with a level of understanding and knowledge of industry practices

Knowledge of compliance regulations and compliance monitoring techniques

Highly motivated, self directed, proactive, self-disciplined and team-oriented

Ability to work independently and under pressure in a fast-paced and dynamic environment handling multiple competing tasks simultaneously to closure

Past project management leadership experience

Excellent communication abilities, strong work ethic, and critical thinking

All your information will be kept confidential according to EEO guidelines.