Senior FINRA Supervisory Specialist - Wealth Mgmt
Job in
Cherry Hill Township, Cherry Hill, Camden County, New Jersey, 08034, USA
Listed on 2026-08-04
Listing for:
Fairygodboss
Full Time
position Listed on 2026-08-04
Job specializations:
-
Finance & Banking
Wealth Management, Regulatory Compliance Specialist
Job Description & How to Apply Below
PNC seeks a FINRA Supervisory Specialist Senior within Wealth Management to supervise trades and new accounts, ensuring compliance with securities and insurance rules and firm policy. The role involves regional escalation, SME-level handling of complex cases, and training of Financial Advisors and staff.
The position requires 3+ years of relevant experience, Series 7/24/66 licenses, and strong risk-management skills. Base salary ranges with location-based variation are disclosed in the posting.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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