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Director of AML & Regulatory Affairs; Broker-Dealer
Job in
Cherry Hill, Camden County, New Jersey, 08358, USA
Listed on 2026-08-30
Listing for:
Salient Group
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
Salient Group seeks a seasoned Compliance leader to own the broker-dealer's regulatory relationships, from AML program oversight to FINRA and SEC examinations. The role sits at the nexus of Compliance, Operations, Technology, and Risk, translating complex regulations into robust controls.
The ideal candidate has deep AML and broker-dealer regulatory experience, active FINRA Series 7 and CAMS, and a proven ability to manage examinations, investigations, and SAR filings in high-stakes environments.
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