Financial Institution Regulatory Compliance Senior Consultant
Listed on 2025-12-01
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Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst, Financial Consultant
Financial Institution Regulatory Compliance Senior Consultant
Join to apply for the Financial Institution Regulatory Compliance Senior Consultant role at Baker Tilly US
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Baker Tilly is a leading advisory, tax and assurance firm, providing clients with a coast‑to‑coast and global advantage in major U.S. regions and leading financial centers such as New York, London, San Francisco, Los Angeles, Chicago and Boston. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP deliver professional services in accordance with the AICPA Code of Professional Conduct and applicable laws, regulations and professional standards.
Baker Tilly is an equal‑opportunity/affirmative‑action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, gender identity, sexual orientation, or any other legally protected basis, in accordance with applicable federal, state or local law.
Responsibilities- Work closely with client executives and management teams to understand businesses and identify and manage regulatory compliance risks within processes and systems.
- Assist clients in maintaining compliance with new or updated financial institution regulations.
- Implement and translate regulatory requirements to ensure financial institution compliance.
- Stay current on all existing compliance regulations.
- Maintain industry knowledge and anticipate impacts of regulatory changes on audit programs.
- Act as subject‑matter expert on regulatory and compliance topics for internal audit practice.
- Provide strategic business advice on implementation of new regulatory requirements.
- Manage client engagement teams, staffing, billings/collections, and ensure client profitability.
- Network and build relationships internally and externally with clients and the community.
- Invest in personal and professional development and support team members' growth.
- Participate in team social activities to encourage work‑life balance.
- Bachelor’s degree in accounting, finance or related program.
- 2‑4+ years of regulatory compliance experience.
- CPA or CRCM designation(s) strongly preferred; candidates willing to obtain CRCM certification are considered.
- Experience with FDIC, OCC, CFPB, NCUA and state regulations.
- Experience as a client‑serving professional for a consulting firm or financial institution experience.
- Excellent analytical, technical, problem‑solving, communication, collaboration and time‑management skills.
- Strong sense of urgency and client responsiveness.
- Ability to travel.
The compensation range for this role is $80,990 to $153,550. Actual compensation is influenced by skills, experience, qualifications and geographic location.
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