Compliance Officer: Disclosures & Monitoring; Hybrid
Job in
Chicago, Cook County, Illinois, 60290, USA
Listed on 2025-12-31
Listing for:
Charles Schwab
Full Time
position Listed on 2025-12-31
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
A leading financial services firm in Chicago is seeking a Compliance Officer to monitor adherence to compliance policies within the Employee Compliance Team. The role requires 5-10 years of experience in the financial services industry with a strong focus on compliance and regulatory systems. Responsibilities include reviewing personal disclosures, collaborating with various stakeholders on sensitive matters, and ensuring high ethical standards.
This position offers a supportive environment for professional growth and a hybrid work approach.
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