Supervisory Risk Analyst; Associate Director

This position is located in the Examinations Branch of the Division of Clearing and Risk (DCR). The Examinations Branch plans and conducts examinations of derivatives clearing organizations (DCOs) to evaluate compliance with the Commodity Exchange Act (Act) and Commission regulations and monitors financial, operational, and risk activities of DCOs to assess the actual and potential implications of those activities for the DCO and for financial markets generally.

CT-15:
To qualify for the CT-15 level you must have one year of specialized experience equivalent to the next lower grade (GS/CT-14 level).

Specialized experience is defined as:

• Review and assess programs concerning risk management and risk operations and must have direct management.
• Experience in successfully leading or being part of an examination team in the evaluation of regulatory compliance of derivatives clearing organizations.
• Comprehensive knowledge about, and experience involving, derivatives clearing organizations and the derivatives clearing process.
• Prepare affidavits for use in Commission hearing and reviews and assists in the preparation of memorandum and pleading relative to Commission actions.
• Supervises professional staff assigned to an examination team, ensure staff completes all assignments using established policies and procedures.