FinTech Compliance Analyst — FINRA/SEC Focus; Hybrid
Listed on 2026-10-17
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Finance & Banking
Regulatory Compliance Specialist, FinTech, Financial Services
Halo Investing, Inc. is seeking a Chicago-based Compliance Analyst to support the firm’s regulatory program and risk management. You will ensure FINRA and SEC rule adherence for both the broker-dealer and the firm, working with a small team and reporting to the Chief Compliance Officer.
The role emphasizes training oversight, KYC/CDD processes, and quarterly compliance reporting, with a hybrid schedule requiring three days per week in the downtown Chicago office.
We are currently recruiting a Fin Tech Compliance Analyst — FINRA/SEC Focus (Hybrid Chicago) for our team in Chicago, IL, United States.
Join us at Halo Investing, Inc. as our next Fin Tech Compliance Analyst — FINRA/SEC Focus (Hybrid Chicago) in Chicago, IL, United States.
This is a genuine opportunity to take on the Fin Tech Compliance Analyst — FINRA/SEC Focus (Hybrid Chicago) role at Halo Investing, Inc.
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