J.P. Morgan Wealth Management - Trade Desk Professional

The U.S. Wealth Management business is focused on helping investors achieve their long-term financial goals and comprised of the Chase Wealth Management business, J.P. Morgan Securities and Self-Directed Investing - our digital investing platform. The combined business has ~$400 billion in Assets under Management and ~4,000 advisors who work out of 3,500 branches and 21 offices.

As an Active Trade Desk Professional within the J.P. Morgan Securities service team, you will play a crucial role in advocating for our clients. You will collaborate in a team environment to assist clients in executing trades over the telephone in brokerage and retirement accounts, including Traditional and Roth IRAs. Your responsibilities will include mitigating financial and reputational risk by ensuring trade accuracy.

You will utilize your industry knowledge and experience to handle a variety of complex trades, encompassing equities, mutual funds, derivatives, margin, debt instruments, forex, hedge funds, and large orders.

• Support clients and advisors across the wealth spectrum over the telephone, including those with over $10 million in assets under management
• Execute complex trades accurately by educating clients and aligning with their goals and objectives
• Ensure clients comply with all regulatory requirements
• Understand and explain transaction outcomes and risks, including marketability and liquidity of international equity trades, fund prospectus reviews for break point and reinstatement qualifications, and client margin account evaluations for internal margin requirements, buying power, and risk exposure
• Build internal and external relationships within our trade desks and escalation teams to complete client requests
• Document all client interactions and comply with regulatory and organizational requirements.
• Screen and assess client profiles for new investment opportunities

• 2+ years of relevant investment or brokerage experience
• Active and valid FINRA Series 7 and 63, in addition to meeting FINRA continuing education requirements
• Passion for client service and performing work with a high degree of accuracy in a fast paced environment
• Excellent telephone communication and customer service skills, displaying a high level of professionalism
• Responsible for monitoring emerging market trends and be a student of the industry
• Strong understanding of investment products, securities, market risks and order types
• Strong compliance record in prior position(s) and ability to hold a registration in all 50 states & U.S. Territories
• Ability to execute client transitions in the capitol and debit markets while delivering on the value proposition of JPMorgan’s best in class reputation
• Ability to manage multiple priorities in a fast-paced environment; adaptive to change
• Extremely organized and detail oriented,

• 5+ years of financial services experience
• Familiarity with Fact Set or equivalent trading investment platforms
• Experience with identifying additional investment opportunities
• Excellent analytical skills
• Bachelor’s degree in related field preferred

Must be able to work onsite Monday through Friday from 8:30am - 5:00pm during training. Following training, you may transition to a hybrid environment, where team members work in the office three days a week and work remote two days.

Department is open the following hours:
Monday-Friday 7 AM - 8 PM EST. The working hours for this role will be assigned and may fall into any of the department operating hours.