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Senior Risk Monitoring Analyst - Regulatory Insight & Strategy

Job in Chicago, Cook County, Illinois, 60290, USA
Listing for: Financial Industry Regulatory Authority, Inc.
Full Time position
Listed on 2026-10-20
Job specializations:
  • Finance & Banking
    Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist, Banking & Finance
Salary/Wage Range or Industry Benchmark: 108000 - 194000 USD Yearly USD 108000.00 194000.00 YEAR
Job Description & How to Apply Below

FINRA is seeking a Principal Analyst in Risk Monitoring in Chicago, IL. This senior role supports a Risk Monitoring Director, conducts risk monitoring activities, analyzes regulatory developments, and collaborates across departments to assess and report risks for FINRA members.

The position requires a Bachelor's degree in Finance, Accounting, or related field, with MBA/JD preferred, and SIE certification within 16 months.

We are seeking a motivated Senior Risk Monitoring Analyst
- Regulatory Insight & Strategy to join Financial Industry Regulatory Authority, Inc. in Chicago, IL, United States.

This posting is for the Senior Risk Monitoring Analyst
- Regulatory Insight & Strategy role at Financial Industry Regulatory Authority, Inc., based in Chicago, IL, United States.

We are looking to fill the Senior Risk Monitoring Analyst
- Regulatory Insight & Strategy position at Financial Industry Regulatory Authority, Inc. in Chicago, IL, United States.

Position Requirements
10+ Years work experience
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