Broker-Dealer Compliance Lead; Fintech
Listed on 2026-10-30
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Finance & Banking
Regulatory Compliance Specialist, FinTech, Crypto & DeFi, Financial Crime
Kraken Securities in the United States seeks a Senior Compliance Associate to support the Chief Compliance Officer and ensure the Broker Dealer remains compliant with FINRA, SEC and state requirements.
The role focuses on implementing and monitoring compliance programs, KYC/CIP, marketing reviews, onboarding, and regulatory reporting. Series 7/24 qualifications and 5+ years in fintech compliance are required, with opportunities to shape crypto financial services compliance.
Join us at Kraken International as our next Broker-Dealer Compliance Lead (Fintech) in United States.
This role, Broker-Dealer Compliance Lead (Fintech) at Kraken International, could be your next move.
Are you ready to take on the Broker-Dealer Compliance Lead (Fintech) role at Kraken International?
We would love to welcome a new Broker-Dealer Compliance Lead (Fintech) to our group in United States.
For the Broker-Dealer Compliance Lead (Fintech) position at Kraken International, we are reviewing applications now.
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