Senior Broker-Dealer Compliance Strategist
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Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Northern Trust is seeking a Sr. Consultant in Broker Dealer Compliance to lead remediation efforts, advise senior management on regulatory requirements, and develop robust compliance programs.
The role emphasizes training, policy authoring, and cross‑functional collaboration to minimize risk. Candidates should bring 10+ years in compliance/risk, FINRA registrations, and licensing readiness, with the ability to manage multiple priorities and communicate effectively with partners and clients.
Join us at Northern Trust Corp as our next Senior Broker-Dealer Compliance Strategist in Chicago, IL, United States.
Learn more about the Senior Broker-Dealer Compliance Strategist role in the description above.
We appreciate your interest in this position.
Join Northern Trust Corp and contribute to our ongoing work.
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This posting is for the Senior Broker-Dealer Compliance Strategist role at Northern Trust Corp, based in Chicago, IL, United States.
Position Requirements
10+ Years work experience(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
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