Principal Auditor - Cyber, Risk and Analysis Technology Audit

Principal Auditor - Cyber, Risk and Analysis Technology Audit

Join to apply for the Principal Auditor – Cyber, Risk and Analysis Technology Audit role at Capital One

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value‑added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top‑notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

Capital One is seeking an energetic, self‑motivated Principal Technology Auditor with experience evaluating and analyzing technology and cybersecurity risks interested in becoming part of our Audit team. As a member of the Audit team, the candidate will focus on audits of critical technology functions including cloud‑based technology implementations, application controls, and cybersecurity risks.

• Execute major components of audits, including critical technology functions, cloud‑based infrastructure, cybersecurity, risk management, application, and third‑party management, and assist in leading components of small to medium size audits.
• Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document client processes and procedures.
• Understand the broader context and implications (financial, legal, reputational, etc.) of the various types of risk affecting the business and critical technology functions.
• Establish and maintain good client relations during engagements and communicate results to management via written reports and oral presentations.
• Identify expectations of the client and take actions to support the client experience.
• Prepare clear, organized and complete documentation to support work performed.
• Self‑prioritize and effectively plan own work activities managing multiple priorities and tasks across the team to deliver quality results.
• Coordinate with others and proactively take on additional work.
• Deliver appropriate, succinct and organized information, tailoring communication style to audience.
• Effectively communicate information, issues and audit progress to teammates, clients and auditor‑in‑charge.
• Perform various aspects of engagement administration, including hours and budget tracking.
• Provide periodic on‑the‑job coaching and direct supervision over less experienced associates.

• You are a critical thinker who seeks to understand the business and its control environment.
• You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
• You possess a relentless focus on quality and timeliness.
• You adapt to change, embrace bold ideas, and are intellectually curious.
• You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact.
• You are a believer that data, innovation and technology will make you a better auditor, leveraging data analytics and technical expertise.
• You are a teacher who leads by example and invests in your team’s growth.
• You create an environment of trust, collaboration and belonging.

The associate will be expected to travel an average of 10‑15% of the time.

• Bachelor’s Degree or equivalent military experience.
• At least 4 years of experience in information technology (operations, software delivery, access management, microservices), information security (application security, network security, cyber security, data protection), information systems risk management, information systems auditing, or a combination.
• At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing).
• At least 2 years of experience in…