BD/RIA Regulatory Risk Manager
Listed on 2026-10-12
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Management
Regulatory Compliance Specialist, Risk Manager/Analyst -
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
RSM US LLP is seeking a highly motivated manager to lead regulatory compliance efforts for broker-dealers and registered investment advisers within its Financial Services Risk Consulting practice in Chicago. You will drive assessments, provide governance recommendations, and manage multiple client engagements while mentoring teams.
You will stay current on industry regulations, develop client relationships, and contribute to business development.
This is a great role to take on the BD/RIA Regulatory Risk Manager role at RSM US LLP.
We invite applications for the BD/RIA Regulatory Risk Manager position located in Chicago, IL, United States.
The following position is for a BD/RIA Regulatory Risk Manager with RSM US LLP.
Our group is growing, and we are hiring a BD/RIA Regulatory Risk Manager in Chicago, IL, United States.
This position is for the BD/RIA Regulatory Risk Manager role at RSM US LLP.
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