Executive Director, Asset Management Compliance
Listed on 2026-10-21
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Management
Regulatory Compliance Specialist, Project & Program Management, Risk Manager/Analyst, Operations Management
Baker Tilly seeks a Managing Director for Asset Management Regulatory Compliance in Chicago to lead a national practice focused on RIAs, private fund advisers, exempt reporting advisers, and institutional managers. You will define offerings, pricing, growth strategy, and coordinate with audit, tax, risk, and technology teams to deliver integrated compliance solutions.
Lead senior client relationships, oversee Form ADV and PF filings, design robust compliance programs, and guide teams through SEC
The following role is for a Executive Director, Asset Management Compliance with Baker Tilly.
The Executive Director, Asset Management Compliance position in the Finance, Management & Operations field is open for applications.
We have an opening for a Executive Director, Asset Management Compliance in Chicago, IL, United States within Finance, Management & Operations.
This role, Executive Director, Asset Management Compliance at Baker Tilly, could be your next move.
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