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Regulatory Review Specialist — Risk & Compliance
Job in
Cincinnati, Hamilton County, Ohio, 45208, USA
Listed on 2026-07-27
Listing for:
Fifth Third Bank
Full Time
position Listed on 2026-07-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Fifth Third Bank seeks a Principal Review Specialist to supervise regulatory and brokerage activities across the broker-dealer and insurance subsidiaries. The role involves evaluating transactions for regulatory conformance, suitability, and risk, while supporting exams and maintaining procedures.
Candidate should bring FINRA/SEC/MSRB knowledge, Series licenses, and 2+ years of brokerage experience. Location is virtual/Ohio with a comprehensive rewards program.
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