Compliance Officer - Governance and Reporting

About The Job

The Compliance Risk Analytics & Reporting Officer supports the development, execution, reporting, and continuous improvement of Key's Compliance Risk Assessment and Compliance Monitoring Programs.

Location:

4910 Tiedeman Road, Brooklyn Ohio

• Support development, execution, and maintenance of the Compliance Risk Assessment (CRA) Program.
• Assist with maintenance of the Compliance Risk Universe, risk taxonomies, risk libraries, and supporting governance documentation.
• Participate in risk identification, assessment, aggregation, and reporting activities.
• Support collection, validation, and analysis of compliance risk information across business units.
• Assist with development and maintenance of risk-rating methodologies and supporting procedures.
• Provide analytical support for ongoing CRA enhancement initiatives.

• Support execution, reporting, and governance activities associated with the Compliance Monitoring Program.
• Assist with issue management, findings tracking, remediation monitoring, and corrective action reporting.
• Analyze monitoring results, exception trends, and emerging risk themes.
• Participate in root cause analysis and identification of process improvement opportunities.
• Support development of risk-based monitoring methodologies and reporting frameworks.

• Develop and maintain compliance risk reports, dashboards, scorecards, and management information.
• Support enhancement of GRC reporting capabilities and data quality monitoring processes.
• Perform analysis of compliance, risk, control, issue, and monitoring data.
• Identify trends, concentrations, emerging risks, and control environment concerns.
• Utilize reporting and visualization tools to support effective risk communication and governance reporting.
• Support automation and continuous improvement initiatives related to compliance reporting and monitoring activities

• Coordinate preparation of Compliance Risk Committee and executive leadership reporting materials.
• Support development of presentations, dashboards, scorecards, and reporting packages for governance committees.
• Assist with preparation of quarterly, annual, and ad hoc risk reporting.
• Translate analytical findings into concise executive-level reporting and risk insights.

• Provide independent review and challenge of compliance risk information, monitoring results, reporting outputs, and business activities.
• Identify, respond, and elevate compliance risks, issues, and control concerns as appropriate.
• Assist with oversight and monitoring of business line processes and controls.
• Proactively identify process improvements, reporting gaps, and control enhancement opportunities.
• Support activities related to mitigating regulatory, compliance, operational, and reputational risk.

• Bachelor's Degree in Business, Finance, Accounting, Risk Management, Information Systems, Data Analytics, or related discipline.
• Minimum 3 years of experience in Compliance, Risk Management, Internal Audit, Operational Risk, Monitoring & Testing, Data Analytics, Business Intelligence, or related functions. (required)
• Demonstrated ability to work independently and collaboratively in a regulatory environment (required)
• Practical working knowledge of financial services compliance requirements and regulatory expectations, including OCC, FRB, CFPB, state regulatory requirements, and related compliance risk management principles.
• Demonstrated experience working with risks, controls, monitoring activities, findings, issues, or governance processes.
• Experience supporting Compliance Risk Assessments, Monitoring & Testing, Compliance Governance, Internal Audit, or Operational Risk programs.
• Experience with Archer, RSA, Service Now GRC, or similar GRC platforms.
• Experience with Tableau, Power BI, or similar visualization and reporting tools.
• Experience with SQL, Microsoft SQL Server, and relational database concepts.
• Experience with Python, Alteryx, SAS, Big Query, GCP, or similar analytical platforms.
• Familiarity…