Compliance Auditor | Claremont

Overview

Are you a meticulous and experienced Audit and Risk Specialist with a knack for identifying risks and improving processes? Our client is seeking a Compliance Auditor to join their team in Claremont. This role is crucial for ensuring the adequacy, effectiveness, and efficiency of their internal control systems and procedures. If you have a strong background in asset management and a keen eye for detail, this is an excellent opportunity to make a significant impact.

• Conduct internal audits to assess the adequacy, effectiveness, and efficiency of established internal controls and procedures in line with the Global Internal Audit Standards.
• Identify areas of risk within the organization and propose appropriate controls to mitigate them.
• Discuss audit findings and recommendations with business unit leaders and monitor the timely implementation of recommendations.
• Perform business unit, information technology, and internal process audits.
• Complete audit work papers by documenting audit tests and findings.
• Provide guidance to external auditors.
• Evaluate the organization’s readiness for business interruption.

• A qualification in Internal Audit.
• 5-6 years of experience in internal auditing.
• Audit experience at a Collective Investment Scheme Manco and/or Administrative FSP/Linked life experience is non-negotiable.
• Internal audit experience in asset management, preferably in a multi-manager environment with exposure to local and offshore funds.
• Knowledge of the Global Internal Audit Standards is non-negotiable.
• IT audit experience.
• Proficiency in Microsoft packages (Excel, Word, and PowerPoint) and experience using audit software (e.g., IDEA) and data analytics tools.